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    The Battle for Data Fidelity: Understanding the SFDR Spec
    Copyright © 2006, Tim Ludy

    For related images and graphs see:
    http://www.datx.com/white_papers/Understanding-SFDR-Spec.pdf
    -----------------------------------------------------------------
    
    
    As A/D converters (ADC) and data acquisition boards increase 
    their bandwidth, more and more are including the spurious free 
    dynamic range (SFDR) specification as an indicator of their 
    fidelity. The converter is not the only source of spurious 
    signals; however, because of complex interactions between the ADC 
    and the signal conditioning circuits that invariably precede it. 
    The key to properly interpreting this specification lies in 
    understanding the sources of spurious signals and how SFDR is 
    measured. Like everything else in the world of electronics, the 
    speed and bandwidth of data acquisition (DAQ) systems and their 
    key components, the ADCs, are increasing. And they don't show any 
    signs of stopping. The need for speed in applications such as 
    high-speed data acquisition is continually pushing the limits of 
    ADCs. At the same time, the need for precision and accuracy in 
    the DAQs and ADCs remains high. One of the specifications that 
    ADC and DAQ board vendors have begun touting is the spurious free 
    dynamic range (SFDR). They often quote the SFDR specification as 
    an indicator of the digital output's fidelity to the original 
    signal. While there is an element of truth in that implication, 
    the SFDR specification can be misleading if not properly 
    interpreted. The basic definition of the SFDR specification is 
    simple. It is the strength ratio of the fundamental signal to the 
    strongest spurious signal in the output. In many cases, the 
    spurious signal is the result of non-linearity in the A/D 
    conversion, hence the interpretation of SFDR as an indicator of 
    fidelity. But a number of other sources of strong spurious 
    signals may be present in the DAQ system, so the SFDR 
    specification requires a closer look.
    
    Because ADCs are never used as the only element between the input 
    signal and the digital output, the place to begin this closer 
    look is by considering all of the elements in a DAQ system. As 
    shown in Figure 1, a DAQ module contains several key functions, 
    including a signal-conditioning filter, a sample-and-hold 
    circuit, and in many cases an analog multiplexer to make one ADC 
    handle multiple input signals. Non-linearity in any of these 
    elements can generate spurious signals that can affect the 
    achievable SFDR.
    
    Another source of spurious signals occurs within the anti-
    aliasing filter as a result of the high signal bandwidth 
    available in today's ADCs. The purpose of an anti-aliasing filter 
    is to limit the input signal's bandwidth to eliminate high-
    frequency components. A rule of sampled data systems is that the 
    input signal's spectrum gets folded around a frequency one-half 
    that of the sample clock. An ideal anti-aliasing filter would 
    pass all signals in the band of interest and block all signals 
    outside of that band.
    
    The reality is, however, that filters are not perfect. As shown 
    in Figure 2, the roll-off characteristics of a practical filter 
    mean that it will still pass some of the signals above the 
    filter's cutoff frequency. Depending on where that cutoff occurs 
    relative to the sampling frequency, the folded signal spectrum 
    may overlap the input signal spectrum. If the filtered signal 
    contains any energy in this overlap band, that energy appears as 
    spurious signals in the output, affecting the SFDR.
    
    As a result of these numerous spurious sources, the significance 
    of SFDR in many systems is not the converted signal's fidelity, 
    but the impact of the spurious signal as a noise source. In 
    effect, SFDR indicates the lowest-energy input signal that can be 
    distinguished from spurious signals. Any signal below the SFDR 
    cannot be reliably identified as a true signal instead of as a 
    spurious one. The practical ramification of this ambiguity is 
    that the spurious signals can mask desired signals.
    
    In a motor maintenance application, for example, the DAQ is 
    looking for harmonics of the motor rotation rate in the motor's 
    vibration spectrum. The presence of growing harmonics is an 
    indication of motor wear and the need for replacement. When the 
    DAQ itself creates spurious signals, those harmonics may be 
    masked until they become stronger, reducing the system's ability 
    to make an early prediction of motor failure. In another example, 
    the presence of spurious signals in digitized audio reduces a 
    system's effectiveness. In the audio case, these signals manifest 
    as "hiss" in the audio signal, reducing the signal quality.
    
    The anti-aliasing filter is only one example of spurious signal 
    sources. A more complete list includes:
    
     * Sample-hold non-linearity 
     * ADC non-linearity 
     * Signal multiplexing 
     * System clock noise 
     * DC/DC converter noise 
     * Adjacent channel noise 
     * Channel overload (driving op-amp to rails)
    
    Because of the many sources of spurious signals, SFDR of the ADC 
    alone is not a sufficient measurement of the achievable signal 
    dynamic range. The measurement must be made in the context of a 
    full DAQ system.
    
    The test setup for measuring SFDR, shown in Figure 3, involves 
    generating a pure sinusoidal input signal (accurate to at least 
    0.001%) with strength within 1 dB of the DAQ system's maximum 
    input range. Then, perform an FFT (Fast Fourier Transform) on the 
    output. The frequency spectrum that the FFT produces allows 
    direct measurement of the SFDR. In addition, performing the FFT 
    on the output of an adjacent channel, which has its input 
    grounded, provides a measure of the spurious signals coming from 
    the rest of the system as well as coupling of signals from other 
    inputs.
    
    Comparing the two measurements will also provide a metric known 
    as the effective number of bits (ENOB). The ENOB tells users how 
    many of the system's output bits will contain useful information, 
    typically a value lower than the resolution of the ADC. It is a 
    particularly useful metric, as it measures the performance of the 
    entire DAQ system, not just the ADC, and it does so under 
    dynamic, real-world conditions.
    
    As a metric, the ENOB is a more useful measure of a DAQ system's 
    performance. For the analog front end, for instance, it will 
    detect such things as interactions between the over-voltage 
    protection circuits and EMI filters. Noise from gain-setting 
    resistors within the instrumentation amplifier, amplifier and 
    sample-and-hold bandwidth errors, and the effects of acquisition 
    time, channel-to-channel offset, and channel crosstalk in the 
    input multiplexer all contribute to ENOB. So do system electrical 
    noise, distortions that the ADC introduces (a component of SFDR) 
    and the effects of over-driving the filter opamps when the input 
    signal is over-range.
    
    The ENOB metric includes the effects of SFDR, but provides a more 
    accurate overall picture of a DAQ system's potential performance. 
    This does not mean that the SFDR specification has no value, 
    however. Because it focuses specifically on spurious signals 
    rather than random noise, it provides some guidance as to where 
    improvements can be made to the DAQ system.
    
    When spurious signals are large relative to random noise, the 
    frequency of the spurious signal helps identify the source. Pure 
    harmonics of the input frequency, for instance, can be due to 
    non-linearity in the signal conditioning chain as well as the 
    ADC. If the ADC's specified linearity does not account for all of 
    the harmonic energy, the front-end should be checked.
    
    The spurious signals introduced by folding of the anti-aliasing 
    filter's output around the frequency at half the sample clock 
    rate can be identified by their concentration at the high end of 
    the filter bandwidth. When those signals set the SFDR limit, they 
    can be reduced in two ways. One is to use a filter with a sharper 
    roll-off, which generally implies a more complex filter. The 
    other is to increase the sample clock frequency, so that the 
    folding involves signal components further out in the filter's 
    roll-off curve.
    
    When the spurious appear tied to the channel switching frequency 
    of a multiple-input ADC, designers can look for noise in the 
    multiplexer. They can also look at the slew rate and settling 
    time of the sample-hold circuit, making sure that converted 
    signals are not being affected by the values on adjacent 
    channels. An alternative, increasingly available due to 
    semiconductor process improvements, is to eliminate the use of a 
    multiplexer and use one ADC for each channel. This allows a 
    simultaneous sample-and-hold for each input signal, eliminating 
    cross-talk and switching noise, and ensures that those signals 
    can utilize the full sample rate of the ADCs rather than just a 
    fraction. This increase also helps move the folding point for the 
    anti-aliasing filter.
    
    Thus, the SFDR specification has value for the DAQ system 
    designer and user, but as a metric of data fidelity it has 
    limits. In its place, the ENOB metric provides a more complete 
    picture of a DAQ system's performance. The ENOB value 
    incorporates the effects that SFDR aims to measure, as well as 
    virtually every other noise source and distortion in the system.
    
    To properly utilize the SFDR specification, designers need to 
    consider how SFDR has been measured, and whether it applies to an 
    entire DAQ module or just the ADC. If it is just the ADC, they 
    should realize that the analog front-end design may degrade the 
    achievable DAQ performance below the values indicated by SFDR. 
    The SFDR specification can then serve as a pointer to problems 
    within the front-end, and help designers maximize the fidelity of 
    their DAQ system. 
     
    



    Writer's Resource Box:
    Tim Ludy is a Product Marketing Manager with Data Translation. 
    Mr. Ludy graduated from Northeastern University with a degree 
    in Computer Science. http://www.datx.com - email: tludy@datx.com




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