Deciding How to Decide
A big source of managerial churn is lack of clarity around the
decision process. The biggest source of confusion is the Team
Decision. Does this mean that the boss wants lots of input and
discussion before deciding or does it mean that a decision isn't
made until everyone agrees? Either approach can be effective,
the problem is that the group is usually not clear on which one
it is. Every one in the room will make their own assumption and
those assumptions rarely all match up. That clash of assumptions
makes the process at best painful and at worst destructive to
the team's productivity and effectiveness.
Almost every team that I work with struggles with decision
making. This newsletter outlines a simple decision making
model that is guaranteed to reduce the time spent spinning
on decisions.
The Meta-Decision of How to Decide
I know this sounds hopelessly academic, but I promise it is
quite practical and useful! The Meta-Decision is 3 simple
questions that you as the team leader have to answer very
clearly for your team:
1. Who owns the decision?
One person has to be responsible for making the decision or
facilitating the group that makes the decision. This person is
responsible for driving the issue to closure. It may be you or
you may delegate this responsibility. Communicate this clearly.
2. Who else will participate or have input?
You may own a decision, but if you don't have all the relevant
expertise or information, you may want to include other people.
Most people want to have input, but would rather be told that
they won't have input than to waste time voicing opinions that
are ignored. Again, being clear is the key.
3. Which of the 4 decision modes will be used?
This is where the most confusion occurs. Getting input from
the team is different from letting the team make the decision,
but most leaders never make it clear which one they are doing.
The 4 Decision Modes
This is the heart of the meta-decision of how to decide.
Sharing this language with your team will make it easy to
set clear expectations.
A. Autonomous
You decide without consulting others. You might ask for some
data, but don't ask others for their thoughts on defining the
problem or generating a solution.
B. Consultation
You share the problem with others, either individually or in
a group, asking for ideas and suggestions. Then you decide.
Your decision may or may not reflect the suggestions made by
others.
C. Consensus
You share the problem with the group and facilitate a group
discussion. The group generates and evaluates alternatives
and attempts to reach agreement on one solution.
D. Delegation
You pass the decision off to someone on your team and let them
decide.
What We Mean by Consensus
The word Consensus gets tossed around all the time but rarely
means the same thing to everyone on the room. For the purposes
of this model, consensus means: Finding a proposal acceptable
enough that all members can live with AND support it.
Consensus is NOT:
· A unanimous vote
· Everyone's first choice or priority
· A majority vote
· Everyone totally satisfied
Consensus requires:
· More time to make the decision (but often less time to
implement)
· Active participation of all group members
· Skills in communicating, listening, conflict resolution, and
facilitation of open discussion
· Creative thinking
· Open-mindedness
· Giving up a lot of oneself; meeting the needs of the
organization and of other individuals must be as important
as meeting your own needs.
Consensus takes more time and more energy than the other
processes and should only be used for important issues.
Don't use up group energy on the unimportant.
CHOOSING A DECISION MODE
All 4 decision modes can be appropriate at different times. The
most effective leaders have the flexibility to use all 4 and
the judgment to know when to use each one. There are no hard
and fast rules about when to use each mode, but there are a few
useful factors to consider.
1. The Importance of the Decision
How important is it to have a high quality decision? If it is
very important, choose a process that incorporates available
information and collaborative thinking. Unless one person
possesses superior expertise, a group discussion will usually
lead to a better decision.
2. Complexity of the Decision
The more complex the issue, the more you need others to think
it through with you. A range of perspectives will ensure that
you aren't missing something important.
3. Information & Expertise
Do you have adequate information? Do you know what information
is needed? Do you know where to find that information? Do you
have expertise in this area? Who else has relevant expertise?
If you don't have adequate information or expertise, it can be
very risky to make an autonomous decision.
4. Buy-In
Do you need group acceptance for effective implementation?
Will an autonomous decision be accepted? The more you need the
commitment and energy of others to implement, the more you need
to involve them in making the decision. Note that involvement
doesn't always mean that you have to use consensus - consultation
will be just fine in some circumstances. The other benefit of
involving others in the decision is that challenges to effective
execution can be identified early and resolved before they become
a big headache.
5. Involvement of Those Impacted
Who will be significantly affected by the decision? Who
represents the interests of affected constituencies?
Ignoring these questions could come back to bite you in
the implementation stage.
6. Shared Goals & Conflicts of Interest
Do others share your goals? Would they make decisions consistent
with your goals for the organization? Do others have interests
that conflict with the interests of the organization? Building
shared goals and values makes consensus and delegation possible.
If you find that you rarely use these decision modes, you may
need to put more energy into building and communicating a shared
understanding of where the group is going and how you will get
there.
7. Time Constraints
What is the appropriate balance of time constraints versus the
goal of broad participation? How quickly is a decision needed?
How much time do people have to devote to the issue? Is it
important enough to take time away from other work? Considering
time constraints includes time needed for implementation.
Consensus or consultation may be worthwhile if they will reduce
implementation time.
Taking all these factors into account we come up with some
guidelines for when to use each decision mode.
Autonomous
· You have sufficient expertise and information
· You have private information that can't be shared
· Time is very short
· You have made up your mind and won't be moved
· The problem is trivial
Consultation
· It is within one person's area to implement
· The problem is of intermediate importance
· You want to avoid major errors
· The team is not (yet) working well
Consensus
· The problem is important and complex
· No one is the expert; members together have the expertise
· A high quality solution is needed
Delegation
· There is one clear expert
· The problem is not that important
· It would be a developmental task
· You and the team can live with the solution
The purpose of this decision model is to give you a language
and framework that you can use to be clear with your team about
how a decision is being made. You don't have to pick the
perfect mode for each decision to be effective. You do need
to pick a mode, communicate it clearly and then stick to it.
That's all it takes to save you and your team a lot of time
and aggravation.
A Few Last Words on Cleaning Up the Process
Many managers trip themselves up at either end of the spectrum
- they either make all the decisions themselves, leaving their
team feeling disenfranchised and demotivated -- or they think
they are supposed to make every decision by consensus and bring
the group to a halt with endless meetings.
As frustrating as these two patterns are to a team, the worst
pattern is the manager who says consensus, but really means
consultation. If you really mean consultation, say so - no
apology needed.
The consultation mode is often appropriate and effective, but
If you find that you NEVER use the consensus mode, this may be
a warning sign of one of 3 problems: (1) You have a weak team
that isn't capable of handling important decisions; (2) You
aren't bringing the truly critical issues to the team; or (3)
You're holding the organization back with an overly controlling
style. In today's competitive environment, any of these problems
can be a big stumbling block to success. If thinking through
this model helps you identify one of these underlying issues,
you've already made a huge leap forward!
Source Material
This article is built around some classic work on teams. If
you want to learn more you can go to the source.
Leadership & Decision Making
by Victor H. Vroom and Philip W. Yetton
This is the original model of the 4 decision modes.
A classic, but hard to find. Used copies are sometimes
available through Amazon.
http://www.amazon.com/exec/obidos/ASIN/0822952653/acornconsulti-20
Power Up: Transforming Organizations Through Shared Leadership
by David Bradford and Allan Cohen
I think of this as the "tough love" book of team building
with its focus on getting real work done and confronting the
most difficult issues head on. A key focus of the book is
on the power of consensus decision making, when to use it
and how to create the conditions under which consensus
decision making will work.
http://www.amazon.com/exec/obidos/ASIN/0471121221/acornconsulti-20
Getting Started: Pick A Decision
Look at the agenda for your next team meeting. Are you clear
on the desired outcome for each item? (i.e. decision, sharing
information, generate ideas, create a work plan) For the items
that require a decision, which decision mode do you want to use
for each item? Share this newsletter with your team so they will
understand the language you are using to talk about decision
making. At the meeting start each agenda item by clarifying the
desired outcome, and, where the outcome is a decision, clarify
which decision mode you'll be using. At the end of the meeting,
ask your team if these extra steps were helpful.
Does that seem too easy? Well, easy can be good! You can also
take this a step further by asking your team to talk about how
decisions are made. Identify the range of decisions that you
and the team are responsible for. Break the team up into pairs
and ask them to assign each item to the decision mode they think
is most appropriate. Then have the pairs share their lists with
each other. Areas of disagreement should lead to a very
interesting discussion!
Final Thought
As with many management challenges, the key is having a shared
language that helps everyone get on the same page.
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